Director, Compliance - Governance (Finance)
As the Compliance Governance Director, you will be responsible for managing documentation related to issues, including reviewing and reporting. The position will be part of a team responsible for managing compliance governance and initiatives, and will manage individual project priorities, deadlines and deliverables, as well as support other compliance initiatives. Your key responsibilities will include creating clear, accurate, and effective written and visual communication materials, such as status updates, regulatory reports, and metric visualizations. The ideal candidate will have excellent writing skills, proficiency in Microsoft PowerPoint and/or Google Slides, as well as Microsoft Excel and/or Google Sheets. Attention to detail and a collaborative working style are essential for success in this role.
Reporting to the Senior Director, Compliance - Governance & Issues Management, this sole-contributor role works from our office in either Alpharetta or Midtown with the flexibility to work remotely two days per week. (This is NOT a fully-remote role.)
What you'll do :
- Support the documentation of compliance issue management, maintain the evidence repository, and conduct data integrity reviews
- Assist in monitoring compliance issues, compiling reports, and gathering metrics
- Help manage compliance issues from initial reporting through to their resolution and final closure
- Create reporting deliverables that are accurate, action-oriented, and visually compelling to ensure a clear understanding of progress across the organization
- Other duties as assigned
What experience you need :
- Bachelor Degree required
- 3+ years minimum of regulatory, compliance, or analogous experience, preferably in the financial services industry
- Excellent verbal and written communication skills
- Knowledge of privacy, compliance, and enterprise risk management
- Advanced skills in MS Excel and/or Google Sheets
What could set you apart :
- Experience with G-Suite applications with emphasis on Google Slides and Google Docs
- Experience in a highly regulated industry
- Background in technology or data-related fields
- Familiarity with internal audit processes or legal research and document drafting
- Goal oriented, takes initiative, and self motivated
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